Soft dollar - PDFSEARCH.IO - Document Search Engine

Soft dollar
Results: 196

#	Item
141	Microsoft Word - Final - Comment Letter to SEC Soft Dollar Investment Company Guidance.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-08 15:42:21 Business Financial planning Financial services Soft dollar Professional certification in finance Financial adviser CFA Institute Investment management Chartered Financial Analyst Financial economics Investment Finance
142	Bill George Encino, CA[removed]August 13, 2008 Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-14 15:26:46 Financial risk Soft dollar Best execution Investment management Trading room Financial economics Finance Business
143	Microsoft Word - Prime Brokerage Letter Final.doc Add to Reading List Source URL: www.ny.frb.org Language: English - Date: 2005-12-19 16:06:58 Finance Business Brokerage firm Repurchase agreement Foreign exchange market Financial markets Investment broker Soft dollar Financial services Prime Brokerage Financial economics
144	PDF Document Add to Reading List Source URL: www.ny.frb.org Language: English - Date: 2010-08-05 10:04:36 Finance Financial markets Brokerage firm Broker Futures contract Investment broker Soft dollar Financial economics Prime Brokerage Business
145	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 25, 2011 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-26 09:54:00 Stock market Investment Economy of the United States Securities Exchange Act Futures contract Security Yield spread premium Soft dollar Self-regulatory organizations Chicago Stock Exchange Financial economics
146	SEC Concept Release on Mutual Fund Transaction Costs: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-12 17:20:29 Collective investment schemes Funds Institutional investors Mutual fund fees and expenses Mutual fund Brokerage firm U.S. Securities and Exchange Commission Soft dollar Hedge fund Financial economics Investment Financial services
147	Via Electronic Mail – [removed] May 10, 2004 Jonathan G. Katz Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-12 17:26:06 Financial services Collective investment schemes Financial markets Funds Mutual fund fees and expenses Mutual fund Investment banking Hedge fund Soft dollar Financial economics Investment Finance
148	Microsoft Word - wtgeorge8049.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-03 12:58:42 Financial economics Money Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Ameriprise Financial Prime brokerage Finance Soft dollar Business
149	Administrative Proceeding: Fry Hensley and Company and Nicholas L. Fry, II Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-30 17:34:54 Money Financial markets Financial services Investment Registered Investment Advisor Investment Advisers Act Broker-dealer Financial adviser Soft dollar Finance Financial economics Business
150	Microsoft Word - tgshugrue8372.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-11 14:14:49 Business Financial markets Soft dollar Securities research Investment banking U.S. Securities and Exchange Commission Broker-dealer Investment Advisers Act Financial adviser Financial services Financial economics Finance

UPDATE